Technology Impact Assessment (TIA) & Oversight

For years, law firms were told that adoption of AML technologies like Thirdfort or CDDmonitor was a “best practice.” Today, it is a regulatory liability if it is not documented correctly.

The HM Treasury Guidance (Feb 2026) and LSAG Advisory Notes are clear: You cannot outsource your responsibility. When an independent auditor or the SRA or FCA walks through your door, they aren’t inspecting your software; they are inspecting your documented understanding of it.

Bespoke Technology Impact Assessment Regulator-Ready Pack

We provide the “Missing Regulator-Ready Pack” for your AML technology. We build a governance framework around the specific tools you use.

Custom Technology Impact Assessment (TIA)

A deep-dive document tailored to your specific provider (Thirdfort, CDDmonitor, etc.).

• Technical Architecture: Documented understanding of biometric liveness and OCR tech.
• Data Mapping: Clear identification of source data (Experian, Credit Reference Agencies, Govt. Databases).
• Risk Mitigation: Pre-written protocols for technology downtime and “False Positive” management.

Firmwide Risk Assessment Integration & Wording

Don’t let your Firm-Wide Risk Assessment (FWRA) stay generic. Send us your current document, and our experts will provide specific risk wording including tailored paragraphs that slot directly into the relevant section.

How It Works

1. Select Your Tech: Tell us which providers you use (e.g., Thirdfort for ID, CDDmonitor for CMRA).
2. Submit Your FWRA: Securely email us your current assessment so we can identify exactly where in your document our suggested wording should be integrated.
3. Invoice & Payment: We will issue an invoice or a secure credit card payment link.
4. Receive Your Pack: Get a regulator-ready TIA and a “Plug-in” wording guide for your FWRA within 48 hours.

Pricing

*Note: FWRA wording is an add-on and cannot be purchased as a standalone service.